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IIA IIA-CFSA-INS

IIA-CFSA-INS

Exam Code: IIA-CFSA-INS

Exam Name: Certified Financial Services Auditor - Insurance

Updated: Aug 17, 2026

Q & A: 0 Questions and Answers

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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionWeightObjectives
The Regulatory Environment10-20%- Insurance Regulation
  • 1. Anti-money laundering requirements
  • 2. Insurance regulatory frameworks
  • 3. Solvency and capital requirements
  • 4. Consumer protection regulations
Auditing Financial Services Processes25-35%- Operational and Financial Processes
  • 1. Financial reporting
  • 2. Information technology controls
  • 3. Business continuity management
  • 4. Fraud prevention and detection
- Core Insurance Processes
  • 1. Policy administration
  • 2. Claims management
  • 3. Underwriting operations
  • 4. Actuarial processes
Insurance Discipline20%- Insurance Regulatory Environment
  • 1. Insurance laws and regulations
  • 2. Regulatory reporting
  • 3. Capital adequacy requirements
- Insurance Products
  • 1. Life insurance
  • 2. Health insurance
  • 3. Reinsurance
  • 4. Property and casualty insurance
- Insurance Processes
  • 1. Actuarial functions
  • 2. Risk management
  • 3. Underwriting
  • 4. Claims processing
Financial Services Auditing25-35%- IIA International Professional Practices Framework
  • 1. International Standards for the Professional Practice of Internal Auditing
  • 2. Code of Ethics
  • 3. Risk-based auditing
  • 4. Governance and internal control
- Financial Services Risk Framework
  • 1. Audit planning and execution
  • 2. Risk assessment methodologies
  • 3. Enterprise risk management
Auditing Financial Services Products25-35%- Product Risks and Controls
  • 1. Underwriting risks
  • 2. Product compliance requirements
  • 3. Pricing and reserving risks
- Insurance Products
  • 1. Life insurance products
  • 2. Reinsurance arrangements
  • 3. Property and casualty insurance
  • 4. Health insurance products

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